PODCAST

Compliance Perspectives

SCCE

An SCCE Podcast

education non-profit

All Episodes

16:03

Nitish Upadhyaya on Embracing Complexity [Podcast]

Compliance Perspectives ·

2024/11/26

By Adam Turteltaub It’s a complex world, we all know, and we all try to simplify it and our lives, at least from time to time. Nitish Upadhyaya, Director-Behavioral Insights at Ropes & Gray’s R&G Insights Lab and podcaster, wants compliance teams to appreciate complexity and, if not embrace it, at least understand how to work with it. For him this journey started many years ago with the recognition that disincentives don’t always work. He wanted to understand why. This led him to an understanding

9:44

Kelly Willenberg on the Latest Edition of the...

Compliance Perspectives ·

2024/11/21

By Adam Turteltaub The Health Care Compliance Association just published the 4th edition of the Research Compliance Professional’s Handbook, and to see what’s new in it we sat down with the editor, Kelly Willenberg (LinkedIn) of Kelly Willenberg & Associates. The Handbook, she explains is there to help both those who attend the HCCA Healthcare Research Compliance Academy and anyone looking for a desktop reference that addresses the fundamentals of research compliance. It addresses topics such as

13:29

Stephen Cohen on the SEC and Whistleblower...

Compliance Perspectives ·

2024/11/19

By Adam Turteltaub It’s one thing if a company wants to protect its trade secrets. But, what if it wants to keep its dirty little secrets from getting out? Then, the SEC may want to step in. Stephen Cohen (LinkedIn), partner at Sidley Austin, and a former senior leader in the Enforcement Division at the SEC, explain in this podcast that, to understand the issue, we need to look back to the Dodd-Frank Act. The law led to the SEC whistleblower program and included anti-retaliation authority. The

14:29

Greg Walters on Effective Compliance Training [Podcast]

Compliance Perspectives ·

2024/11/14

By Adam Turteltaub Greg Walters is an attorney in the Cyber Risk and Governance Branch at the SEC. But in this podcast he’s not speaking as an enforcer but as someone who has seen a lot of compliance training during his career as a government attorney across numerous agencies. He warns that while an organization may boast of 100% completion rates for their training, that doesn’t mean 100% of the employees got the message. That’s especially true of online training, where, unlike live training, it’s

15:27

Debbie Hennelly on How to be Successful When Promoted...

Compliance Perspectives ·

2024/11/12

By Adam Turteltaub There is an expectation in many, if not most people, that at some point they will, or should be, promoted. But how do you know if you are ready? And, once you are promoted, what does it take to succeed in your new role? To find the answers we spoke with compliance veteran, Debbie Hennelly, Founder & President of Resiliti. The first piece of advice she shares is that not everyone needs or wants to be a manager. For many it’s okay to say that they love being a subject matter

14:14

Carolina Santos de Silva and Pauline Blondet on...

Compliance Perspectives ·

2024/11/07

By Adam Turteltaub What if you had a compliance program and nobody noticed? It’s not likely. But what if you had a compliance program, and nobody understood what it did? That, sadly, is more than a bit of an ongoing problem. To take on that challenge we spoke with Carolina Santos de Silva, Head of Ethics & Compliance EMEA for Bridgestone EMEA and Pauline Blondet, Co-Owner and Chief Operating Officer of Upright Solutions. The two recently published the article “How to Sell Ethics and Compliance to

15:05

Julia Komarovskaya on Trade Compliance [Podcast]

Compliance Perspectives ·

2024/11/05

By Adam Turteltaub With the explosion of sanctions regimes globally, and particularly in the US, most any company that exports just about anything now has to have a trade compliance effort. To understand what that entails we spoke with Julia Komarovskaya, Export Compliance Manager at MathWorks. It’s a complex challenge, she explains, with the Bureau of Industry and Security (BIS), International Traffic in Arms Regulations (ITAR), and Office of Foreign Assets Control (OFAC) all having a say, and

9:13

Vera Belazelkoska on Labor Risks in the Supply Chain...

Compliance Perspectives ·

2024/10/31

By Adam Turteltaub Reports are that there over 50 million people in the world living in modern slavery conditions, and, of those, 60% work in forced labor in the private economy. Ensuring that your organization isn’t sourcing from suppliers who victimize labor is both a moral and a legal obligation, with more and more jurisdictions enacting legislation in this area. Vera Belazelkoska, Managing Director at Ulula urges organizations to look to balancing this risk with a mixture of boots on the

11:25

Wendy Davies-Popelka on Creating a Compliance Podcast...

Compliance Perspectives ·

2024/10/29

By Adam Turteltaub There are hundreds of Compliance Perspectives podcasts, and this is the first one that is a podcast about podcasts. More specifically, the podcasts created by the compliance team at John Deere. The compliance team there had long looked to a wide range of tools for reaching the workforce including a monthly email newsletter, channel on internal social media, an intranet site and even digital signs on TV screens at their facilities. Yet, despite all this effort, they knew they

7:58

Jen Mason on Psychological Safety [Podcast]

Compliance Perspectives ·

2024/10/24

By Adam Turteltaub Psychological safety is a term we hear a lot in business and elsewhere. It’s also a concept that Jen Mason, Vice President, Enterprise Compliance & Ethics at McKesson, thinks we in compliance should embrace. It means creating an environment where employees can feel comfortable expressing their thoughts, ideas and concerns without facing negative consequences. It’s not about being nice. It’s about listening, following through on what you say you will do, being respectful of the

15:50

Professor Karthik Ramanna on Leading in a Polarized...

Compliance Perspectives ·

2024/10/22

By Adam Turteltaub We live, to say the least, in polarized times. While it’s easy to look to politicians as the cause, Karthik Ramanna, Professor of Business and Public Policy at the University of Oxford’s Blavatnik School of Government and author of the book The Age of Outrage: How to lead in a Polarized World, argues there are other causes to consider. In the latest Compliance Perspectives podcast he explains that multiple factors are leading to polarization. These include: Fear of the

15:25

Jamie Schafer on the Corporate Transparency Act...

Compliance Perspectives ·

2024/10/17

By Adam Turteltaub The Corporate Transparence Act was a part of landmark anti-money laundering legislation passed in 2021. It was designed to shift reporting of corporate ownership from a hodgepodge of different financial institutions to the owners or the companies. As Jamie Schafer (LinkedIn), Partner at Perkins Coie explains in this podcast, the goal is to create a national registry of non-public companies that would be transparent to law enforcement. These companies had previously not been

14:02

Richard Bistrong on Ethical Burnout [Podcast]

Compliance Perspectives ·

2024/10/15

By Adam Turteltaub Are employees where you work suffering from ethical burnout? What is it exactly and how can you tell? To understand more we spoke with Richard Bistrong (LinkedIn), newsletter author and CEO off Frontline Antibribery, who co-authored with Dina Denham Smith and Ron Carucci an article for Harvard Business Review, “4 Warning Signs of Ethical Burnout on Your Team.” Ethical burnout, as they defined it, is a state in which commercial goals and demands are so overwhelming that workers

12:48

Jason Meyer on Neurodivergence and ADA Risk [Podcast]

Compliance Perspectives ·

2024/10/10

By Adam Turteltaub Back in November 2023 on a previous podcast, Jason Meyer (LinkedIn), founder of Meyer Business Law and President of LeadGood Education, shared with us an interesting statistic: Estimates are that about 20% of the workforce has some sort of neurodiversity such as ADHD, autism, dyslexia, sensory integration and executive function issues. In this podcast, he shares that with such a large population there are two risks that the compliance team needs to be aware of and address

16:40

Shruti Shah on Public-Private Efforts to Stem...

Compliance Perspectives ·

2024/10/08

By Adam Turteltaub Governments don’t only want to prosecute companies for paying bribes. Increasingly, they are looking for companies to join with them to reduce the global challenge of corruption. To learn more we spoke with Shruti Shah, Senior Policy Advisor, Office of Coordinator on Global Anti-Corruption at the US Department of State. In this podcast she outlines several initiatives in which the business community can play an important role, working alongside state actors and organizations

12:21

Lisa Fine on Successful Compliance Job Interviews...

Compliance Perspectives ·

2024/10/03

By Adam Turteltaub Woo hoo! You got the interview. Now, how do you make the most out of the opportunity to determine if this is the job of your dreams or of your nightmares? Lisa Fine, Senior Director, Global Ethics & Compliance at Pearson takes a break from her Great Women in Compliance podcast to share that you need first to focus on the basics, starting with who the job is reporting to, what the employer thinks the compliance program should be addressing, and what resources you will have in the

13:10

Bob Wade on Fair Market Value in Healthcare [Podcast]

Compliance Perspectives ·

2024/10/01

By Adam Turteltaub Fair Market Value (FMV) calculations in healthcare, if done improperly, can lead you down the path to civil monetary penalties or even prison. To help understand the challenge and how to meet them, we spoke with Bob Wade, Partner at Nelson Mullins and host of the Stark Integrity Podcast Series. Calculating FMV has proven to be somewhat of a moving target. For some time benchmarking multiple sources and calculating an average was sufficient. Then in 2007 the expectation changes,

15:09

Jamie Browne on Optimizing Your Hiring [Podcast]

Compliance Perspectives ·

2024/09/26

By Adam Turteltaub So how do you ensure the next time you’re searching for a chief or senior ethics and compliance officer that the search is successful? We put that question to executive recruiter Jamie Browne, Managing Director, Corporate Governance, Leonid Group. Jamie recently shared advice for candidates on finding their next position. In this podcast he offers a wealth of advice including: Focus more on a candidate’s hands-on experience as a compliance officer rather than education or

16:41

Michael Johnson on Cognitive Interviews [Podcast]

Compliance Perspectives ·

2024/09/24

By Adam Turteltaub Yes or no: Do you do investigations? Do you prepare questions in advance? Are those questions yes or no in nature? Did you know that may not be the best way to do it? In this podcast, Michael Johnson (LinkedIn), Chief Strategy Officer, Traliant, explains that closed-end questions are often unproductive. Worse, questioning the target of an investigative with the goal of securing a confession can be dangerous since it may yield a false convention and, potentially, a

12:01

Ferry Vermuelen on the EU General Product Safety...

Compliance Perspectives ·

2024/09/19

By Adam Turteltaub The new EU General Product Safety Regulation (GPSR) replaces the previous directive of 2001. While there are many similarities between the two of them, reports Ferry Vermeulen, Co-Founder of 24hour AR, there are a few key differences. The GPSR now applies to all consumer goods sold, not just those that were not yet covered by other regulatory schemes. In addition, sellers are required to conduct a risk assessment to determine the hazards of the items they are selling. Other

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Compliance Perspectives

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