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Daily Compliance News

Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, corruption, or business ethics stories you need to start your day. Grab a cup of copy, and stay in the loop!

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All Episodes

6:37

April 22, 2021 the Swimming with Sharks edition

Daily Compliance News ·

2021/04/22

In today’s edition of Daily Compliance News: Do you know who owns your stock? (WSJ) The con artist lives on. (WaPo) Can (or perhaps will) JPMorgan improve working conditions? (NYT) What happens when you swim with sharks? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:39

April 21, 2021 the Super Duper League Collapse edition

Daily Compliance News ·

2021/04/21

In today’s edition of Daily Compliance News: Super Duper Soccer League collapses. (WSJ) JBS US, still in hot water, hires new GC. (WSJ) World Banks grants early lifting of sanctions on SNC-Lavalin? (WSJ) Spies using LinkedIn. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:46

April 20, 2021 the Business with Purpose edition

Daily Compliance News ·

2021/04/20

In today’s edition of Daily Compliance News: HSBC senior execs move to hot desks. (FT) EY in deeper trouble over Wirecard audits. (FT) When is internal investigation not privileged? (FT) Business with purpose. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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7:13

April 19, 2021 the Opioid Trial edition

Daily Compliance News ·

2021/04/19

In today’s edition of Daily Compliance News: Did JPMorgan force out a whistleblower? (NY Post) Do you miss office gossip? (WSJ) Drug makers in opioid trial. (WSJ) Are treadmills dangerous? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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7:43

April 17, 2021 the Triple Agent edition

Daily Compliance News ·

2021/04/17

In today’s edition of Daily Compliance News: Can a dog-eat-dog culture change? (WSJ) Value of whistleblowing culture. (WSJ) Jan Marsalek-Triple agent? (FT) How corrupt is British politics? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

April 16, 2021 the Want Wisdom, Listen edition

Daily Compliance News ·

2021/04/16

In today’s edition of Daily Compliance News: Biden Administration brings the hammer down with Russia sanctions. (WSJ) Bezos says Amazon needs culture reset. (WSJ) Golden age of tax evasion over? (FT) What is wisdom? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

April 15, 2021 the Farewell to Bernie edition

Daily Compliance News ·

2021/04/15

In today’s edition of Daily Compliance News: Bernie Madoff dies. (WSJ) Gensler confirmed. (WaPo) HSBC moves senior management from London to Hong Kong. (FT) The $100bn player (Coinbase). (CNN) Learn more about your ad choices. Visit megaphone.fm/adchoices

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7:45

April 14, 2021 the Ishaguro and the Workplace edition

Daily Compliance News ·

2021/04/14

In today’s edition of Daily Compliance News: What is imperfect sustainability? (FT) What does ESG mean, really? (FT) Ishaguro and AI at the workplace. (FT) Get ahead of change. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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7:16

April 13, 2021 the Returning to the Office edition

Daily Compliance News ·

2021/04/13

In today’s edition of Daily Compliance News: Boeing shareholders want more BOD changes. (WSJ) New CIO challenges in returning to work. (WSJ) Archegos-What is Compliance? (NYT) GA on the mind of Hollywood. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

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7:16

April 12, 2021 the Preet to Vox edition

Daily Compliance News ·

2021/04/12

In today’s edition of Daily Compliance News: Preet Bharara podcast empire sold. (WSJ) US businesses to fight voter suppression laws. (WSJ) Did Google use inside information to purchase/sell ads? (WSJ) Supply chain SW provider to IPO. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

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7:16

April 10, 2021 the World Record edition

Daily Compliance News ·

2021/04/10

In today’s edition of Daily Compliance News: When is a world record not a world record? (NYT) How will the WSJ focus going forward? (NYT) FinCen budget increase proposed? (WSJ) Export control sanctions slapped on Chinese firms. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:46

April 9, 2021 the Risk Management Failure edition

Daily Compliance News ·

2021/04/09

In today’s edition of Daily Compliance News: CC start up hires former CFPB rep for GC/CCo role? (WSJ) Why did risk management fail so spectacularly at Credit Suisse? (WSJ) Is GA.’s new voter suppression law based on corruption? (MSNBC) Norberg leaving SEC Office of the Whistleblower. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:46

April 8, 2021 the McConnell Backs Off edition

Daily Compliance News ·

2021/04/08

In today’s edition of Daily Compliance News: Espionage at IKEA? (NYT) Google wins big at SCt. (WSJ) Former Trump cabinet members toxic to corp America? (WaPo) McConnell backs off threats against corporations. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:46

April 7, 2021 the $4.7bn Hit edition

Daily Compliance News ·

2021/04/07

In today’s edition of Daily Compliance News: Credit Suisse take $4.7bn hit. (Bloomberg) Bezos backs tax increase on corporations. (BBC) Corp American in bed with Dems? (NYT) Guilty plea in Ecuador bribery scandal. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:43

April 6, 2021 the Tech and RRs edition

Daily Compliance News ·

2021/04/06

In today’s edition of Daily Compliance News: Whistleblower reports down. (WSJ) Frantic response to voter suppression law. (NYT) CFPB to pan foreclosures through 2022? (NYT) Justice Thomas says tech platforms are akin to common carriers. (com) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

April 5, 2021 the Pee in a Bottle edition

Daily Compliance News ·

2021/04/05

In today’s edition of Daily Compliance News: Amazon admits drivers have to pee in bottles. (BBC) 1MDB provides example of what not to do for SWFs. (FT) Do clothing mfgs have spines? (FT) Of workers and lab rats. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

April 3, 2021 the Fishrot edition

Daily Compliance News ·

2021/04/03

In today’s edition of Daily Compliance News: FinCen reshuffles leadership. (WSJ) MLB moves ASG over voter suppression laws. (WSJ) Texas companies push back against Texas voter suppression law. (NYT) Fishrot rears its head again in Namibia. (AlJazerra) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

April 2, 2021 the Good Friday edition

Daily Compliance News ·

2021/04/02

In today’s edition of Daily Compliance News: A $1bn tax fight. (NYT) Biden supports MLB ASG boycott over voter suppression laws. (WaPo) Questions over new corp registry. (WSJ) FIFA Pres addresses G20 on corruption. (FIFA Press Release) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

April 1, 2021 the Voltswagen edition

Daily Compliance News ·

2021/04/01

In today’s edition of Daily Compliance News: · Welcome back to the middle seat? (NYT) · GA companies come out against voter suppression laws. (WaPo) · SCt skeptical of NCAA at oral argument. (WSJ) · Voltswagen of America? (CNN) Learn more about your ad choices. Visit megaphone.fm/adchoices

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6:45

March 31, 2021 the CFTC edition

Daily Compliance News ·

2021/03/31

In today’s edition of Daily Compliance News: Why is the CFTC necessary? (NationalLawReview) Goldman says it’s ethical. Does it have to be? (WSJ) Archegos, Credit Suisse and DD. (WSJ) Why did container ships grow so large? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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