PODCAST

Compliance Perspectives

SCCE

An SCCE Podcast

education non-profit

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10:39

Michelle Nichols on Compliance Lessons from Dating in...

Compliance Perspectives ·

2024/07/09

By Adam Turteltaub Michelle Nichols (LinkedIn) from the compliance team at Farmer Mac definitely wins the prize for the most unexpected title for a session at the 2024 SCCE Compliance & Ethics Institute: “How Dating in My 50s Made Me a Better Compliance Officer.” As she explains in this podcast, the realization that people bring their past relationship experiences to potential new relationships shed light on a challenge compliance teams need to address starting with the onboarding process. While

14:52

Sam Logan on Human Trafficking and Modern Slavery...

Compliance Perspectives ·

2024/07/02

By Adam Turteltaub As the risk of human trafficking and modern slavery rises on the radar, compliance teams need to start their risk assessment by looking at the map, says Sam Logan, CEO and founder of Evidencity. The number of jurisdictions with laws in this area are increasing. In addition, some countries have far greater risk than others, with long histories of exploitation. Remember, though, that there is no such thing as a safe geography. A janitorial service in the US was found to be using

11:19

Carrie Penman on the Latest Whistleblowing Data...

Compliance Perspectives ·

2024/06/27

By Adam Turteltaub The annual Navex Whistleblowing, Incident Management and Benchmarking Report provides valuable insights into what’s going on across the corporate compliance landscape. To get the highlights we spoke with Carrie Penman (LinkedIn), Chief Risk & Compliance Officer for Navex. The 2023 data showed that reporting reached an all-time high, with 1.57 reports for every 100 employees, up from 1.47 the previous year. Substantiation reached an 11 year high at 45%, which indicates that

8:33

Elizabeth Simon on Optimizing Your Enterprise Risk...

Compliance Perspectives ·

2024/06/25

By Adam Turteltaub Risk assessment and management is at the core of compliance and front and center on the agenda at the SCCE 23rd Annual Compliance & Ethics Institute, which takes place September 22-25 in Grapevine, TX (and virtually, too). Elizabeth Simon, Vice President of Compliance & Risk at Progress Residential will be contributing to the discussion with her session, “Enter at Your Own Risk: Optimizing Your Enterprise Risk Assessment”. In this podcast she provides a preview of her session

14:33

Gwen Hassan on the Expanding Web of AI Regulation...

Compliance Perspectives ·

2024/06/20

By Adam TurteltaubIn some ways it’s still the Wild West when it comes to AI, with developments happening faster than most can fathom and the law can respond. At the same time, though, the sheriff has begun to arrive. Gwen Hassan (LinkedIn), Deputy Chief Compliance Officer at Unisys and Adjust Professor at Loyola University Chicago School of Law explains that the EU already has a law in place with a particular focus on ranking the risks of AI, including those that must not be taken, and an

9:39

Kelly Willenberg on the HCCA Healthcare Research...

Compliance Perspectives ·

2024/06/18

By Adam Turteltaub If you’re thinking about attending an HCCA Research Compliance Academy, take a few minutes to l to this podcast featuring Kelly Willenberg (LinkedIn), one of the faculty members and founder of Kelly Willenberg & Associates. Listen in as she explains: Who the Academy is for. Basically anyone working in or with oversight of research compliance The teaching structure. All of the faculty members have deep research compliance expertise. They will teach both compliance

14:24

Matt Ellis on Corruption in Latin America [Podcast]

Compliance Perspectives ·

2024/06/13

By Adam TurteltaubCorruption is a well-known risk in Latin America, but how great the risk is on a country-by-country basis is less well understood. To fill in those blanks and many more, the law firm Miller & Chevalier just released its 2024 Latin America Corruption Survey. The firm has been fielding this survey every four years since 2008, reports Matt Ellis, Latin America Practice Lead. It provides comprehensive, country-by-country data as well as, more granular information on the risks of

14:15

Jason Rosoff on Radical Candor [Podcast]

Compliance Perspectives ·

2024/06/11

By Adam Turteltaub How do you tell someone something that they don’t want to hear in a way that they will listen? How do you overcome your own desire to avoid the conversation? To better understand why people hesitate to have difficult talks and how to communicate more effectively, especially when the conversation is going to be a tough one, we spoke with Jason Rosoff, CEO of Radical Candor (podcasts). People hesitate to speak candidly, he explains, for a number of reasons. For one, they may fear

12:01

Mel Blackmore on ISO 27001 [Podcast]

Compliance Perspectives ·

2024/06/06

By Adam TurteltaubISO 27001 is the leading standard for information security management systems. As Mel Blackmore, CEO of UK-based Blackmores explains, it is a framework that applies and is of value regardless of an organization’s size, sector or country. Organizations seek ISO 27001 certification to ensure that their IT security reflects best practices. It also brings to organizations a systematic approach to work in this area. In addition, potential business partners will have greater

8:37

Renee Murphy on ESG and Compliance [Podcast]

Compliance Perspectives ·

2024/06/04

By Adam Turteltaub What do we do with ESG? Is it a part of compliance? Something different? How do we handle it? Renee Murphy, Distinguished Evangelist at Diligent argues in this podcast that while there are compliance aspects to ESG, it is best to quickly make it a part of operations and under the general risk management structure. Of the three elements of ESG, it is the environmental sustainability side, she believes, that will be the most challenging. With new requirements for organizations to

10:37

Ronald Chapman II on Healthcare Enforcement Trends...

Compliance Perspectives ·

2024/05/30

By Adam TurteltaubHealthcare enforcement is never quiet. There’s always something, or many things, going on, and compliance teams need to stay on top of the trends to ensure that their programs are staying ahead of the risks. To find out where things are today, we spoke with Ronald Chapman II, author of the book Unraveling Federal Investigations, defense attorney with Chapman Law Group and president of Chapman Consulting Group. In this podcast he identifies several areas of intense enforcement

10:38

Chris Audet on Whether Culture is Truly That...

Compliance Perspectives ·

2024/05/28

By Adam Turteltaub Creating the right corporate culture is an idea that’s sacrosanct in the field of compliance and ethics. The folks at Gartner, though, are challenging that belief. In this podcast Chris Audet, Vice President and Chief of Research for General Counsels and Chief Compliance Officers, tells us that their newly released report finds that focusing on key quality measures in the compliance program may be more important. The firm reached the conclusion after surveying over 1000

11:17

Adam Greene on State Privacy Laws [Podcast]

Compliance Perspectives ·

2024/05/23

By Adam TurteltaubThere’s no General Data Protection Regulation (GDPR) in the US. Absent a comprehensive, national privacy law, states have stepped in to fill the gap. As Adam Greene (LinkedIn), Partner at Davis Wright Tremaine explains in this podcast, that’s creating some complications. The California Consumer Privacy Act (CCPA) already differs from subsequent laws in several states which use language reminiscent of the GDPR. And while there are many similarities, some differences are

12:27

Dan Wilcock on Public-Private Partnerships in...

Compliance Perspectives ·

2024/05/21

By Adam Turteltaub For as much as there is talk about the force of the US Foreign Corrupt Practices Act (FCPA), the impact of the OECD’s anticorruption efforts deserves a great deal of credit. By encouraging laws against foreign bribery, anticorruption compliance efforts, and grading the work of the countries who are parties to their Antibribery Convention, the OECD continue to raise the bar. In Australia, the OECD’s push for more resources for small and medium enterprises (SMEs) seeking to avoid

14:03

Mike Koehler on What’s Really Going on With FCPA...

Compliance Perspectives ·

2024/05/16

By Adam Turteltaub Best known as The FCPA Professor, Mike Koehler argues that that many people have it all wrong when it comes to enforcement of the Foreign Corrupt Practices Act (FCPA). Citing historical data he argues that there is not, contrary to popular opinion, a slow down in enforcement of the FCPA. The pace of roughly 12-13 resolutions per year has continued. In fact, the three resolutions in the first quarter of 2024, he notes, puts it on track to continue the trend. How do compliance

14:57

Jessica Zeff on Preparing for a Government Audit...

Compliance Perspectives ·

2024/05/14

By Adam Turteltaub Jessica Zeff (LinkedIn) loves government audits. I know, it’s hard to believe, given the dread they inspire. But, the founder and lead consultant of Simply Compliance makes a very good case in this podcast that audits can be much better than people expect and actually helpful for the compliance program. How is this possible? She argues strongly that, given the inevitability of an eventual audit, compliance teams should prepare for them on an ongoing basis rather than just when

14:27

Paul Fiorelli on Establishing Workplace Integrity...

Compliance Perspectives ·

2024/05/09

By Adam Turteltaub Integrity is like peace, love and brotherhood. We’re all for it, but when it comes to practicing it, that’s when the challenges start. Paul Fiorelli hopes to change that. The Director, Cintas Institute for Business Ethics at Xavier University has just written a new book: Establishing Workplace Integrity. In it, Paul addresses six lessons in values-based leadership. To benefit from some of his long-established and well-recognized expertise we asked him to join us for this

12:33

Meredith Hunt on Compliance Program Effectiveness...

Compliance Perspectives ·

2024/05/07

By Adam Turteltaub What makes for an effective compliance program, not just from a legal perspective but from a practical one? Getting that answer, and sharing it is the focus of the LRN 2024 Ethics & Compliance Program Effectiveness Report To learn what it contains we sat down with Meredith Hunt (LinkedIn), Ethics and Compliance Specialist at LRN. In this podcast she shared that more effective programs are focused on values rather than rules, and underscore the importance of ethical culture. They

13:20

Jason Reddish and Mark Ogunsusi on 340B Drug Pricing...

Compliance Perspectives ·

2024/05/02

By Adam TurteltaubThe 340B Drug Pricing Program was created to protect safety net hospitals from rising drug prices. It allows them to purchase outpatient drugs, and pharma companies to sell those drugs, at a discount. In this podcast, Jason Reddish (LinkedIn), Principal and Mark Ogunsusi (LinkedIn), Associate, at Powers Pyles Sutter & Verville provide an overview of the program and the compliance requirements. They are also two of the authors of the chapter “Pharmacy: 340B Drug Pricing Program”

13:13

Laura Ann Smith and Judy Mayo on SEC Climate...

Compliance Perspectives ·

2024/04/30

By Adam Turteltaub Currently on hold due to pending court challenges, the SEC’s rules to standardize climate-related disclosures created a fire storm of controversy and comments when first proposed. The final rules (assuming the courts sides with the SEC), explains Laura Ann Smith and Judy Mayo of the communications firm Labrador (LinkedIn), reflected strong industry pushback, easing the burden on some 4000 filers. Nonetheless, there are serious demands on industry. To quote from the SEC press

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Compliance Perspectives

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