x

75% of people globally want unbiased news (Pew Research) but are concerned they're not getting that.

Get balanced coverage with Symby. See how stories are covered across diverse outlets and spot when one side covers a story the other skips.

PODCAST

Moody’s Talks: KYC Decoded

Moody"s Analytics

Moody’s Talks: KYC Decoded is your window into the world of financial crime fighters and the industries that arm them against the illegal actors that threaten people, companies and society. Listen and learn from subject matter experts, authors and practitioners to find out how you can better address and mitigate the risks to your business and community.

business investing

All Episodes

00:33:23

Revisiting the US Corporate Transparency Act: Where...

Moody’s Talks: KYC Decoded ·

2024/02/09

Much has changed since we last visited the US Corporate Transparency Act (CTA) in March of 2023 on KYC Decoded. Now that FinCEN has officially rolled out its beneficial ownership database, what is the lay of the land for risk and compliance professionals? In this episode, we welcome back Jim Richards, former BSA officer, author, speaker, and CEO of RegTech Consulting to share his thoughts on where we are now, where there is room for improvement, and just how useful this database will be when

en

00:26:42

Risky business? The indicators of shell company risk

Moody’s Talks: KYC Decoded ·

2024/02/02

There are plenty of shell companies formed for legitimate reasons. However, as recently uncovered in a major case in Singapore where 3 billion SGD of assets were frozen, shell companies can also be used for more nefarious purposes. This risk is not always easy to spot, especially when relying on manual, time-invasive processes.In this episode KYC Decoded, host Alex Pillow welcomes Moody’s Analytics Product Manager, Kate Weymouth, and Head of the Financial Crime Practice Group for APAC and the Middle

en

00:51:41

Human trafficking: A call to arms for anti-financial...

Moody’s Talks: KYC Decoded ·

2024/01/11

Every year, on January 11, the US recognizes National Human Trafficking Awareness Day. Human trafficking – currently a $150 billion industry – continues to be a pervasive threat around the globe, with criminals profiting from the enslavement of other people. This brings us to the obvious question: what can anti-financial crime and risk professionals do to make this world a safer place and help put an end to this abhorrent practice?In this episode, we delve into this pressing issue with experts:

en

00:53:53

Thinking outside the (check)box: The role of the BSA...

Moody’s Talks: KYC Decoded ·

2024/01/05

"Fighting financial crime" has long been a rallying cry within the AML profession, but could this way of thinking actually be doing us all a disservice? While an admirable goal for any compliance risk management program, it may actually be too limiting and overlook how the BSA Officer/MLRO role can also drive business strategy and growth.In this episode of KYC Decoded, host Alex Pillow welcomes Vic Maculaitis, 3-time board-appointed BSA officer and founder of i3strategies, a consultancy that works

en

00:26:26

KYC origins stories, chapter 5 – KYC unit: The making...

Moody’s Talks: KYC Decoded ·

2023/12/22

Our KYC origin series has traced the journeys of our diverse acquisitions, each of which has grown into a vital part of our KYC ecosystem.But how have these distinct entities been integrated to operate as one?In the grand finale of our KYC origin series, host Alex Pillow engages with Keith Berry, the KYC General Manager at Moody’s Analytics. They explore the expansion of the KYC unit, examining its evolution to become an industry-leading solution provider that has transformed risk and

en

00:43:24

KYC origin stories, chapter 4 – Orbis: The powerhouse...

Moody’s Talks: KYC Decoded ·

2023/12/15

With information on more than 472+ million entities worldwide, Orbis has become the most powerful comparable data resource on private companies. But the question isn't what happened, it's HOW?In this episode of our KYC origin series, host Alex Pillow is joined by Bureau van Dijk and and Orbis veterans, Jon Hanmer and Ted Datta who discuss the evolution of this industry-defining database and how it became an indispensable tool for understanding the global corporate landscape.Highlights from this

en

00:38:57

Reflecting on the ECJ’s ruling on access to...

Moody’s Talks: KYC Decoded ·

2023/11/30

In November 2022, the European Court of Justice (ECJ) sparked a seismic shift in the regulatory landscape with its ruling that the public should not have access to beneficial ownership registries.Join us as we delve into the ripple effects of this ruling with our guests, Maíra Martini, research and policy expert on corrupt money flows at Transparency International, and Andres Knobel, lawyer and senior researcher at the Tax Justice Network, along with host, Alex Pillow.This conversation sheds light

en

00:49:16

Removing bias from KYC: The AI advantage

Moody’s Talks: KYC Decoded ·

2023/11/17

We’ve all heard rumblings about the potential bias-related risks AI can bring when models aren't properly trained or governed with plentiful, high-quality data. But, how many of us have paused to consider flipping this paradigm? Could our own bias on the subject of AI cause us to overlook how consciously-infused AI technologies could remove dangerous biases from our KYC and AML processes?In this thought-provoking conversation, host Alex Pillow discusses the topic with AI and ethics expert, Anna

en

00:45:08

Navigating the AI landscape: insights from compliance...

Moody’s Talks: KYC Decoded ·

2023/10/27

The rapid evolution and adoption of AI technologies raises questions about how it's perceived and used by professionals working in compliance and risk management.In this episode, we explore the findings from a fascinating original global study, conducted by Moody’s Analytics, that uncovers how compliance and risk management professionals see the role of AI in all its forms.Listen along as host, Alex Pillow, and Paul Nola, Partner at Context Consulting, dissect the findings and discuss the

en

00:55:52

Tapping into AML in the legal sector

Moody’s Talks: KYC Decoded ·

2023/10/20

In a world of tight deadlines, diverse client needs, and ever-changing regulations across jurisdictions, law firms everywhere face countless challenges to stay compliant. That's why we are thrilled to be joined by Maire-Claire Le Houerou, Client Experience Director for Risk and Compliance at the software company Intapp, and Alex Young, Senior Principal Consultant at Intapp in this episode of KYC Decoded. Their deep expertise and vibrant energy on this topic make for a compelling conversation.Here's

en

00:59:42

Feel the burn: Why compliance professionals are...

Moody’s Talks: KYC Decoded ·

2023/10/06

Feeling stressed in the workplace is a shared experience for employees in many industries. And while it's normal for jobs to involve stress, concerns about employee burnout occur when stress is persistent and begins to affect the individual at a professional, personal, physical, and/or emotional level.In this episode of KYC Decoded, we focus on the factors that lead to burnout in the compliance profession.What is burnout?What leads to compliance employee burnout?What can leaders do to address the

en

00:30:42

KYC origin stories, chapter 3 - Passfort: From...

Moody’s Talks: KYC Decoded ·

2023/09/22

Every business has a unique story to share about its life-journey. In this third installment of our KYC Origin series, host Alex Pillow is joined by Henry Irish, co-founder of Passfort; and Alex Richter, Head of Passfort. Their discussion explores the SaaS RegTech solution that changed the way anti-financial crime and compliance processes were automated.Listen to find out about:The inception of PassfortAdaptation of sophisticated, complex customer onboardingHow the service adds valueWhy Passfort's

en

00:35:06

KYC origin story chapter two: Real-time entity...

Moody’s Talks: KYC Decoded ·

2023/09/08

Curious how the Moody’s Analytics KYC solution originated? Don't miss the incorporation of Kompany into the Moody’s family. The strategic acquisition of Kompany has proven a win-win opportunity. From a business concept sketched on a tennis ball (yes, a tennis ball) to real-time entity verification from government registers across the globe merged with powerful datasets.In this episode, host Alex Pillow is joined by Johanna Konrad, former COO of Kompany, now heading this line at Moody’s Analytics KYC

en

00:31:21

A KYC origin story - Chapter one: Grid

Moody’s Talks: KYC Decoded ·

2023/08/23

The story of how Moody’s Analytics developed its KYC solution is one written by different authors. In our KYC Origins series, host Alex Pillow introduces different characters from strategic acquisitions to tell the tales of how their anti-financial crime and risk management businesses were founded, grew, and then joined the Moody's family. Chapter one: Grid. Rupert de Ruig, senior director at Moody’s Analytics KYC, narrates the events that led to formation of an industry consortium, which evolved

en

00:47:10

Let's talk about PEPs

Moody’s Talks: KYC Decoded ·

2023/08/11

Perhaps it goes without saying that customers of financial institutions who are politically exposed persons (PEPs) come with varying degrees of risk. In addition to their elevated political status, which can make them attractive targets for bribery and corruption, there’s also the subsequent institutional risk of reputational damage and fines from getting your dealings with PEPs wrong. Sometimes you might hear someone refer to needing some "PEP screening" as it if it's a simple process, but even the

en

00:46:31

How to spot a fraudster

Moody’s Talks: KYC Decoded ·

2023/07/28

Reflecting on a time you were deceived, did you ever pause first to ask yourself the most rudimentary question: does this make sense? Overlooking this question can lead to bad outcomes for consumers, businesses, and society alike.The art of deception is nothing new, and neither are the subsequent feelings of humiliation and fear victims are left with.Fighting financial crime takes on different forms across various departments, but in this episode of KYC Decoded, we focus on fraud prevention. Joining

en

00:58:23

Building networks to fight financial crime: The role...

Moody’s Talks: KYC Decoded ·

2023/07/14

As the desire to build an anti-financial crime network grows, the question arises: how can we get our hands on the most comprehensive and accurate data? When it comes to collaborative financial crime fighting and fraud prevention, the concept of data sharing may seem obvious on the surface. However, delicately balancing regulatory complexities and privacy concerns, can require shifting an entire compliance culture paradigm.In this episode of KYC Decoded, we are joined by experts Taavi Tamkivi,

en

01:02:39

What’s wrong with AML?

Moody’s Talks: KYC Decoded ·

2023/06/21

The recipe for a successful anti-money laundering program is seemingly simple on paper. But, in practice, getting the right ingredients is not so easy. Without efficiency, modern tools and technology, and a compliance-friendly culture, the final dish is likely to disappoint.In this episode, host Alex Pillow welcomes Carl Kemmerer, Senior Product Manager at NICE Actimize. Carl brings a wealth of experience, having spent twenty years as an AML practitioner in international banking. This dynamic and

en

00:27:19

Key insights from ACAMS Hollywood 2023

Moody’s Talks: KYC Decoded ·

2023/06/02

The ACAMS Hollywood 2023 conference was another success bringing industry professionals and practitioners together to discuss AML regulatory trends, emerging technologies, and more. In this episode, host Alex Pillow provides on-the-ground coverage capturing engaging conversations with Kieran Beer, Director of Editorial Content, Chief Analyst at ACAMS; Lukayn Hunsicker, Moody's Analytics KYC Head of New Product Innovation; Richard Graham, Moody's Analytics KYC Industry Practice Lead; Colleen

en

00:36:54

AFC enforcement in the USA: 2022 retrospective

Moody’s Talks: KYC Decoded ·

2023/05/03

The steadfast enforcement of anti-financial crime regulations in the US often leads to severe financial consequences for offenders. Jill DeWitt, Moody’s KYC Industry Practice Lead for Financial Crime and Due Diligence in the Americas, profiled some US companies that were fined in 2022. While fines ranged from thousands to hundreds of millions of dollars, a few key themes emerged across the board. In this episode, Jill guides us through some observations, including:Business growth vs. Compliance

en

93 results

Similar Podcasts

TaxTalent.com The Golden Rule Podcast

Adam Golden

TaxTalent.com Podcast

Tony Santiago

Handelsblatt Crime - spannende Streitfälle der deutschen Wirtschaft

Ina Karabasz, Solveig Gode, Sönke Iwersen

Deffner und Zschäpitz – Der Wirtschafts-Talk von WELT

WELT

Black Box - La scatola nera della finanza

Guido Brera e Gian Luca Comandini -...