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PODCAST

Securities Exam Prep — Every Exam Prep

Short, practical episodes for anyone studying for a FINRA, NASAA, MSRB or NFA securities exam: the SIE, Series 7, 6, 63, 65, 66, 24, 79, 3, 52 and the rest. Every figure — question counts, pass marks, fees, retake rules — comes from the regulator"s own documents. Free practice tests, study guides and cheat sheets for every exam at everyexamprep.com.

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All Episodes

05:07

Back Office and Compliance: Series 27, 28, 99, 57 and 14

Securities Exam Prep — Every Exam Prep ·

2026/10/01

The exams behind the trading floor: the 145-question Series 27 and the net capital rule, the Series 28 for introducing broker-dealers, the Series 99 operations professional exam with its 68% pass mark, the Series 57 trader exam, and the Series 14 compliance officer exam and its alternative path.Free resources from Every Exam Prep:Free Series 27 practice test:

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05:26

The MSRB Exams: Series 52, 53, 50, 54 and 51

Securities Exam Prep — Every Exam Prep ·

2026/09/29

The Municipal Securities Rulemaking Board's qualification exams: the 75-question Series 52 and its 60% municipal-securities weighting, the Series 53 principal exam, the Series 50 and 54 for municipal advisors, the Series 51 for municipal fund securities, and the MSRB's 30- and 180-day retake rule.Free resources from Every Exam Prep:Free Series 52 practice test:

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05:30

The Futures Family: Series 3, 30, 31, 32 and 34

Securities Exam Prep — Every Exam Prep ·

2026/09/24

The NFA's exams, administered by FINRA: the two-part Series 3 with its 70%-per-part rule, the $85 associated person application, the Series 30 branch manager exam, the Series 31 for commodity pools, the Series 32 for UK and Canadian registrants, and the Series 34 for retail forex.Free resources from Every Exam Prep:Free Series 3 practice test:

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04:47

Series 79: The Investment Banking Exam and What the...

Securities Exam Prep — Every Exam Prep ·

2026/09/22

The Investment Banking Representative exam under FINRA Rule 1220(b)(5): 75 scored questions plus 10 pretest, 150 minutes, a 73% pass mark, a $395 fee, the function that carries 49% of the exam, and Bureau of Labor Statistics wage data for the role.Free resources from Every Exam Prep:Free Series 79 practice test: https://www.everyexamprep.com/practice/exams/securities/series-79?utm_source=podcast&utm_medium=shownotes&utm_campaign=podcast-securities&utm_content=e006Series 79 exam hub:

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05:27

The Principal Ladder: Series 24, 26, 9/10, 23 and 4

Securities Exam Prep — Every Exam Prep ·

2026/09/17

What supervisors sit after the Series 7: the 150-question Series 24, the 110-question Series 26, the two-part Series 9/10, the Series 23 module, and the Series 4 for options principals — with fees, pass marks, corequisites and FINRA's retake waits.Free resources from Every Exam Prep:Free Series 24 practice test: https://www.everyexamprep.com/practice/exams/securities/series-24?utm_source=podcast&utm_medium=shownotes&utm_campaign=podcast-securities&utm_content=e005Series 24 exam hub:

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04:19

Series 6: The 50-Question License, and When Limited...

Securities Exam Prep — Every Exam Prep ·

2026/09/15

The Investment Company and Variable Contracts Products Representative exam: what it lets you sell, its 50 scored questions and 90-minute clock, the $100 fee, how it compares to the Series 7, and the requalification rules if you leave the industry.Free resources from Every Exam Prep:Free Series 6 practice test: https://www.everyexamprep.com/practice/exams/securities/series-6?utm_source=podcast&utm_medium=shownotes&utm_campaign=podcast-securities&utm_content=e004Series 6 exam hub: cost,

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05:11

Series 7: 125 Scored Questions, 225 Minutes, and What...

Securities Exam Prep — Every Exam Prep ·

2026/09/09

The General Securities Representative exam explained from FINRA's own documents: the sponsorship rule, the SIE corequisite, the four job functions, the $395 fee, the 72% pass mark, and why a raw percentage is not what you are scored on.Free resources from Every Exam Prep:Free Series 7 practice test: https://www.everyexamprep.com/practice/exams/securities/series-7?utm_source=podcast&utm_medium=shownotes&utm_campaign=podcast-securities&utm_content=e002Series 7 exam hub: cost, format,

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05:17

The SIE: The Front Door to Every FINRA License

Securities Exam Prep — Every Exam Prep ·

2026/09/09

What the Securities Industry Essentials exam is, why anyone 18 or older can take it without a firm, how its 75 scored questions are split across four content areas, what it costs in 2026, and what the pass rate FINRA published actually says.Free resources from Every Exam Prep:Free SIE practice test: https://www.everyexamprep.com/practice/exams/securities/sie?utm_source=podcast&utm_medium=shownotes&utm_campaign=podcast-securities&utm_content=e001SIE exam hub: cost, format, pass mark,

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05:05

Series 63 vs 65 vs 66: Which State Law Exam You...

Securities Exam Prep — Every Exam Prep ·

2026/09/09

NASAA's three state-law exams side by side: question counts, the 43-of-60 and 92-of-130 pass rules, fees, time limits, the end of online testing, retake waits, and the Series 7 requirement hiding inside the Series 66.Free resources from Every Exam Prep:Free Series 63 practice test: https://www.everyexamprep.com/practice/exams/securities/series-63?utm_source=podcast&utm_medium=shownotes&utm_campaign=podcast-securities&utm_content=e003Free Series 65 practice test:

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9 results

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